Disclosures
Regulatory status, the scope of this website,
and the notices that govern its use.
Regulatory status
Zaidwood Capital LLC, doing business as Zaidwood Capital and as Zaidwood, is a brand name and is not a registered broker-dealer.
Securities transactions, including private placements, are conducted through Finalis Securities LLC, member FINRA and SIPC. Zaidwood Capital LLC and Finalis Securities LLC are separate, unaffiliated entities. Finalis Securities LLC’s Office of Supervisory Jurisdiction is located at 450 Lexington Avenue, New York, New York 10017, telephone 800-962-0418.
Further information on Finalis Securities LLC is available through FINRA BrokerCheck, and through Finalis’s Form CRS, privacy policy and business continuity plan.
What we do not do
Zaidwood Capital LLC does not:
effect securities transactions;
take custody of, hold, or handle client funds or securities;
provide financing, lend its own capital, or invest its own capital in client transactions;
form, organise or manage groups of investors or acquirers;
hold authority to bind any party to a transaction;
make suitability determinations, or recommend that any person acquire or dispose of any security.
Securities activities are conducted only through the registered entity named above.
Strategic affiliates
Certain services described on this website are delivered with third parties. Securities transactions are conducted through Finalis Securities LLC. Merchant services and payment solutions are delivered in partnership with Minority Payment Solution.
Each is a separate entity. A reference to an affiliate on this website is not a representation that the firm is responsible for that entity’s services, or that entity for the firm’s.
Website scope
This website describes Zaidwood Capital LLC and the services of its advisory practices, and is provided for general informational purposes only. Information may be amended or withdrawn without notice, and no undertaking is given to update it. Products and services described may not be available to residents of every jurisdiction.
No offer or solicitation
Nothing on this website is an offer to sell or a solicitation of an offer to buy any security, or a recommendation of any investment.
Private placements are offered only to qualified investors pursuant to applicable exemptions, and only through definitive offering documents. Any decision to invest must be made solely on the basis of those documents, and not on any material on this website.
No professional advice
Nothing on this website is legal, tax, accounting or investment advice. Readers should consult their own professional advisers about their own circumstances, and should not act or refrain from acting on the basis of anything published here.
Transaction experience and past performance
Transactions described in our materials may have been completed by individuals while they were employed at previous institutions, and are included to show the collective experience of the Zaidwood advisory team rather than the record of the firm itself. Transaction information is drawn from publicly available sources and may not reflect final terms.
Past performance is not indicative of future results. No representation is made that Zaidwood will replicate any prior outcome. Transaction credentials available upon request.
Investor relationships
References to institutional investor, family office, private credit and strategic capital relationships describe, in aggregate, relationships developed by Zaidwood professionals over their careers. Not every relationship is active, and not every relationship is available for a given mandate.
The investor profiles set out on the Capital Raising page are indicative of the counterparty universe the firm approaches. They are not a representation that any particular investor will review, participate in, or fund any transaction.
Forward-looking statements
This site may contain forward-looking statements about market conditions, business prospects and industry trends. Those statements involve risks, uncertainties and assumptions, and actual results may differ materially from them. We undertake no obligation to update them.
Market and third-party data
Market data, industry statistics and third-party information on this site come from sources we believe to be reliable but have not independently verified. We make no representation or warranty as to their accuracy or completeness. Where we publish a figure, we date it and say where it came from.
Investment risks
All investments carry risk, including the possible loss of principal. Values fluctuate, and there is no assurance that any investment objective will be achieved.
Private placement investments are speculative, may be illiquid, are subject to substantial restrictions on transferability, and carry a high degree of risk. An investor may lose the entire amount invested and should only invest capital they can afford to lose. Prospective investors should conduct their own due diligence and consult with their legal, tax and financial advisors prior to making any investment decision.
Engagement and fees
Fees vary with transaction size, complexity, structure and the scope of the engagement. Specific fee arrangements are set out in individual engagement letters.
No fee schedule, rate or indicative range is published on this website, and no statement on it should be read as a quotation or an offer of terms.
Jurisdiction and governing law
Zaidwood Capital LLC maintains its principal office at 700 S. Rosemary Ave., Suite 204, West Palm Beach, Florida 33401. This website is controlled and operated from the United States. Persons accessing it from other jurisdictions do so on their own initiative and are responsible for compliance with local law.
Use of this website is governed exclusively by the laws of the State of Florida, without regard to its conflict of law provisions. Disputes are subject to the dispute resolution provisions of the Terms & Conditions, which include mandatory binding arbitration and a waiver of class action rights.
Fraud notice
Firms in our industry are impersonated: cloned websites, fabricated documents, and messaging-app groups run under a firm’s name and the names of its people. Read this section before acting on any communication that claims to come from Zaidwood.
Our website is zaidwoodcapital.com. In addition to its primary domain, Zaidwood uses affiliated outreach domains that incorporate variations of the Zaidwood name for business development and marketing correspondence. A genuine message from one of these domains will direct you back to this website and will identify the firm accurately. Business development correspondence from the firm is directed at companies and institutional counterparties and is conducted in accordance with applicable law, as set out in our Anti-Spam Policy.
Zaidwood does not offer investments to the public, does not solicit individual retail investors, and will never ask you to transfer money to a personal account, pay a fee to release funds, share a password or verification code, or purchase cryptocurrency. No genuine Zaidwood communication is sent through WhatsApp, Telegram, or similar messaging platforms. Any communication doing any of these things in our name is fraudulent, whatever domain it comes from.
If you are in any doubt about whether a communication was sent by us, email contact@zaidwoodcapital.com and we will confirm whether it is genuine. If you receive a fraudulent communication in our name, do not respond to it and do not send money; report it to the FBI’s Internet Crime Complaint Center at ic3.gov and to the SEC at sec.gov/tcr. If you have already transferred funds, contact your bank immediately.
Accessibility
Zaidwood Capital LLC intends this website to be accessible to the widest practicable audience, and works towards conformance with recognised accessibility standards. If you encounter difficulty accessing any part of it, or require information published on it in an alternative format, contact contact@zaidwoodcapital.com and the information will be supplied in a form you can use.
Terms of use and privacy
Use of this website is subject to the Terms & Conditions. Personal information is handled in accordance with the Privacy Policy. Commercial electronic messages are sent in accordance with the Anti-Spam Policy.
Finalis Securities LLC maintains its own privacy policy, which applies to information it holds.
Contact
Zaidwood Capital LLC
700 S. Rosemary Ave., Suite 204, West Palm Beach, Florida 33401